Senior Wholesale Supervisor

Financial Conduct Authority

Regulating financial services firms and financial markets in the UK,

Requirements of the role

The Role

We are looking for a talented person to join the Fixed Trading Venues team within the Trading Venues & Corporate Finance Firms Department of the FCA.


Your role will contribute to the FCA strategy from a Wholesale Markets perspective and involve supervising investment exchanges offering markets in a variety of financial instruments including equities, derivatives and commodities.  This portfolio includes the major UK exchanges such as the London Stock Exchange, London Metal Exchange and ICE Futures Europe, as well as a number of overseas exchanges operating in the UK.  Our work encompasses all aspects of the initial recognition and continuing supervision of the exchanges, according to specialist obligations that aim to deliver fair, orderly, and resilient markets.


Through our work, we aim to advance market integrity, investor protection and effective competition in the interests of consumers.  You will use your analytical skills to identify risk in the business models and strategies of the firms in our portfolio.  Our team members have diverse backgrounds including regulation, trade associations, market structure, and trading.  If you have a similar interest of, or experience within, wholesale markets combined with excellent communication skills and are keen to develop your career, this could be the job for you!


What you will be doing

You will work in a team to advance our supervisory priorities for these Trading Venue firms. You will be part of the team directly supervising the London Stock Exchange, and will receive exposure to diverse issues, senior level engagement both across the FCA and with regulated firms and will work at pace in a stimulating and high-energy environment. You will deal with complex issues and cases and be expected to work independently making supervisory judgements and recommendations as appropriate.

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Edinburgh, Leeds, London

 Contract type

Full time, Permanent


Senior, Supervisor, Wholesale

 Working pattern

Flexible working, Hybrid

 Closing Date