Senior Compliance Manager

Requirements of the role

Reporting to the Director or Compliance and Insight, the Senior Compliance Manager will be a senior relationship contact for registered firms and will support the development and implementation of a strategic compliance and assurance programme that monitors all areas where new and established registered firms need to meet the LSB’s Standards and Codes. This role requires demonstrable, senior level assurance and oversight skills and knowledge the ability to; analyse both qualitative and quantitative information confidently, identify trends and risks, communicate clearly to stakeholders, and collaborate with internal team functions to support a seamless and co-ordinated flow of information across the LSB and between the LSB and its registered firms.

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