Market Abuse Senior Intelligence Analyst

Requirements of the role

The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. Follow this link to find out more About the FCA.

The Enforcement & Market Oversight (EMO) division is responsible for the FCA’s responsibilities for market monitoring, delivery of the functions of the UK Listing Authority (UKLA) and the investigation and prosecution of misconduct using the whole spectrum of criminal, civil and administrative sanctions and remedies against firms and individuals.

The Secondary Market Oversight department (SMO) discharges the FCA’s responsibility to combat market abuse in secondary markets and monitors markets in the service of the FCA’s broader objective to support market function and protect market integrity.

The Complex and Organised Misconduct team has a specific remit to combat market abuse in the equities market with a focus on examining organised and high value equity insider dealing.

What you will be doing?

• Analysing a wide range of intelligence sources relating to organised insider dealing to support SMO preliminary reviews and Enforcement investigations. Delivering this analysis to internal and external stakeholders
• Identifying, assessing, and capturing intelligence relating to organised insider dealing groups to help prioritise and focus resource on the actors/groups who are causing the most harm to the UK market
• Conducting proactive intelligence-led work on identified market abusers and/or their enablers
• Maintaining strong links with central FCA Intelligence teams to ensure that FCA intelligence protocols and processes are adhered to

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