Corporate Finance Firms Supervisor

Requirements of the role

About the FCA and team 

We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.

SPC oversees firms and individuals (supervision), creates and reviews the rules by which they operate (policy) and identifies and remedies ineffective competition in markets (competition).

Sitting in the Infrastructure & Exchanges directorate, the MI Trading Venues & Corporate Finance Firms Department oversees key market infrastructure and around 440 corporate finance firms, while shaping trading venue policy to support fair, orderly, and transparent markets across asset classes.

Role responsibilities: 

• Engage directly with regulated firms to understand firm-specific issues, helping shape smarter, more responsive regulation
• Apply your regulatory expertise to assess complex information and recommend targeted actions, driving meaningful change across firms and markets
• Craft and deliver high-impact communications with internal stakeholders and firms, ensuring clarity and alignment on key regulatory messages
• Guide front-line supervision of a critical portfolio, making a tangible difference in preventing misconduct and protecting market integrity
• Deepen your understanding of wholesale financial markets, gaining exposure to a diverse range of market participants and practices
• Build and leverage strategic relationships, influencing outcomes and delivering through collaboration across teams and external partners

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