Internal Whistleblowing Investigator

Requirements of the role

We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.

Internal Audit at the FCA is unique. Our division has the opportunity to get an overview of the whole organisation and to understand all aspects of how the FCA regulates financial services in the UK. The work of the division is varied; investigations are conducted across the full spectrum of the FCA’s regulatory remit and operational activities that enable the FCA to operate.

Role responsibilities

• Lead and/or support high quality internal investigations, preserving confidentiality and the anonymity of the whistleblower, to help to maintain trust and integrity across the organisation.
• Prioritise and manage multiple pieces of work independently, delivering to agreed deadlines, ensuring timely outcomes, in a fast-paced environment
• Build and sustain effective cross functional working relationships at all levels, including with Executive Directors and enhance collaboration and visibility for Internal Audit’s work
• Apply and share best-practice insights drawn from your previous experience to support own and colleagues’ growth
• Contribute proactively to driving continuous improvement and operational excellence
• Keep update to date on legal, regulatory, statutory and internal requirements, and modern risk and control techniques

Skills required

Minimum:

• Proven experience of conducting internal investigations or internal audit assurance reviews against agreed standards, timescales, and budgets
• Prior experience in investigating, assessing and analysing information from a range of different sources

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