Listings Corporate Finance Senior Specialist

Requirements of the role

Are you interested in joining a team that plays a key role in the regulation of capital markets activity in the UK?

The team/ department

The Listings Department sits within the Market Oversight Directorate (MO) at the Financial Conduct Authority. The Department has a key role in the regulation of capital markets activity in the UK. We are currently recruiting a Senior Associate to join our Listings Department. The role offers an excellent opportunity to gain a sound and practical working knowledge of primary markets regulation along with in depth exposure to the transactions making the headlines in the business pages.

What you will be doing (the role)

• You will work in small case teams assigned to review draft prospectuses and circulars, assess eligibility of companies for listing on the London market and respond to written queries on the interpretation of the regime in novel and complex area
• You will act as a first reader in the case team and will be responsible for preparing comments on the documents provided by companies, managing transaction timetables, and liaising with companies’ advisors
• The work of the team is market-facing, highly time critical, and can require challenging judgments to be made in often pressured circumstances

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