Senior Financial Crime Supervisor

Requirements of the role

About the FCA

The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. Follow this link to find out more About the FCA.

The Financial Crime Market Intervention Department provides the dedicated specialist resource and expertise to help the FCA meet its financial crime responsibilities, as contained in the FCA’s wider objective on integrity and in its specific freestanding duty on financial crime.

The department is comprised of four Financial Crime Specialist Supervision teams, a Sanctions Supervisory Team, a Risk, Data & Strategy Team (RDS) and a Financial Crime Public Commitments Strategy & Delivery Team. Working together with others inside and outside the FCA, we deal with issues involving money laundering, financial sanctions and bribery and corruption.

The Financial Crime Market Interventions department does not cover market abuse or fraud

What will you be doing?

Manage your own case load, overseeing proactive supervisory assessment programmes, a portfolio of reactive casework and relationship-manage major firms

Engage with internal and external stakeholders, keeping them informed and involved as appropriate

Manage intricate regulatory matters, Facilitate and chair meetings and supervise compliance visits

Oversee regulatory work through evaluations, visits and interventions of regulated firms

Work closely with front-line supervision to ensure compliance with relevant rules, laws, and guidance

Ensure the goals of the Financial Crime Market Intervention Department are met through your activities

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