Senior Wholesale Banks Supervisor

Requirements of the role

About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. Follow this link to find out more About the FCA.

Wholesale Banks – Wholesale banks play a vital role in the global financial system, and addressing conduct risks within this sector is key to reducing harm and enhancing innovation.

Globally, wholesale banks provide access to financing for firms and governments and investment opportunities for retail and institutional investors. Their effectiveness relies on them being fair, appropriately transparent and efficient.

Wholesale Banking Supervision focuses on the regulation of markets and the regulation of the individual firms that make up those markets. In a constantly evolving external environment, supervision of wholesale banks is critical to ensure the effective operation of the UK’s financial markets and to achieve the FCA’s objectives.

What you will be doing

• Understanding firms’ business strategies and activities, how they adapt in response to the external environment and what implications these changes have for wholesale conduct risks
• Working collaboratively within a focussed supervisory team including playing an active role in relevant workstreams
• Contribute to developing and implementing strategies to supervise firms
• Building and developing effective relationships with firms’ senior management, internal stakeholders, and other regulators
• Providing timely briefings to FCA senior management both verbally and in writing
• Collaborating inclusively, contributing to an environment where everyone is listened to and respected and engaging with the FCA Diversity and Inclusion agenda

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